Name
Polly James
Job Title
Partner and Global Practice Group Leader - Financial Services Disputes and Investigations
Company
BCLP
Speaker Bio
Polly is an experienced financial services regulatory lawyer who helps financial institutions and their boards to manage regulatory risks arising in a broad range of situations spanning enforcement proceedings, supervisory interventions (e.g. s166 reviews and use of ‘own initiative powers’), whistleblower reports, FOS complaints and navigating legal/regulatory changes. Polly regularly conducts internal investigations in the financial services sector across a wide range of subject matter, with a particular focus on dealing with whistleblower allegations and other sensitive matters.

Polly is listed as a Leading Individual for contentious regulatory work in both Chambers & Partners and the Legal500.