Name
Liam Smith
Job Title
COO, LSE plc and Digital and Securities Markets
Company
London Stock Exchange Group
Speaker Bio
COO of LSE plc and Digital & Securities Markets operationally covering LSE plc real-time trading oversight and operations, operational resilience, business controls, pricing and strategy, along with secondary market oversight. Background in UK equity market stockbroking, UK/EU proprietary trading/liquidity provision, FCA market abuse regulatory investigation and sell-side investment firm market stucture/surveillance/advisory compliance, heading LSE plc COO Market Supervision and Market Regulation divisions.
A leading UK/EU expert in financial services market abuse surveillance, detection, investigation and enforcement, having directly led multiple LSE plc disciplinary outcomes along with civil/criminal market abuse investigations at the FCA, including providing expert witness testimony twice in market abuse related cases (criminal and civil).
A leading UK/EU expert in financial services market abuse surveillance, detection, investigation and enforcement, having directly led multiple LSE plc disciplinary outcomes along with civil/criminal market abuse investigations at the FCA, including providing expert witness testimony twice in market abuse related cases (criminal and civil).