Agenda

Here's what's scheduled for the event. All times are in BST.

8:40 AM
Registration, coffee & networking
 
9:15 AM
Chair’s opening remarks
 
9:20 AM
Keynote Address I: The FCA’s proposed changes to the enforcement regime

Therese Chambers, Co-Executive Director, Enforcement & Market Oversight, Financial Conduct Authority

9:45 AM
Keynote Address II: The Bank of England’s future approach to PRA enforcement and early investigation
 
10:05 AM
Industry panel and audience Q&A: The impact of the new enforcement landscape on regulated firms: is greater transparency and swifter decision making a benefit? What are the implications for firms subject to an investigation?

Moderator

Andrew Tuson, Partner, BCLP 

Panellists

Eleanor Vance, Senior Legal Director, Goldman Sachs

10:55 AM
Networking & coffee break
 
11:15 AM
Panel discussion: Regulatory intervention in cases of non- financial misconduct, the treatment of whistleblowers and the use of NDAs
 
11:55 AM
Presentation: Conducting internal investigations: what are the risks to the organisation and the individual?

David Hamilton, Partner, Howard Kennedy

12:15 PM
Presentation: Best practice for preserving and extracting evidence: what technologies can assist in identifying and analysing relevant data
 
12:35 PM
Fireside chat: How can firms ensure that they are not facilitating the use of crypto for money laundering, evading sanctions or other illicit purposes?
 
1:10 PM
Networking & lunch break
 
2:10 PM
Fireside chat: Wholesale markets focus: latest developments in market abuse and other risks
 
2:35 PM
Fireside chat: Retail conduct focus: recent enforcement action and the impact of the consumer duty, customer communications and vulnerable customers
 
3:00 PM
Presentation: Dealing with international regulatory investigations and cross-border co-operation
 
3:20 PM
Networking & afternoon tea
 
3:40 PM
Panel: The impact of AI on the conduct of investigations. Can it help identify the key issues and expedite the investigation process?
 
4:20 PM
Panel session: Building a culture which promotes and incentivises responsible behaviour to prevent an investigation or mitigate its impact

Mitzi Pryce, Executive Director, Colleague Conduct, Standard Chartered
Irene Rey, Global Director, Culture and Conduct, TD Securities
Jamila Yusufali, SVP, Head of EMEA Conduct Office, Northern Trust 

 

5:00 PM
Chair’s closing remarks
 
5:05 PM
Close