Agenda
Here's what's scheduled for the event. All times are in BST.
| 8:40 AM | Registration, coffee & networking | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 9:10 AM | Welcome and introduction Maurice Button, CEO, City & Financial Global | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 9:15 AM | Morning Chair’s opening remarks David Hamilton, Partner, Howard Kennedy | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 9:20 AM | Keynote address I: The FCA’s current and future approach to enforcement under the revised Enforcement Guide Therese Chambers, Executive Director, Enforcement and Market Oversight, Financial Conduct Authority | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 9:45 AM | Industry panel: How will the latest developments in the FCA’s approach impact firms in practice? Moderator: David Hamilton, Partner, Howard Kennedy Panellists: Nicolas Gray, Head of UKI Litigation and Regulatory Enforcement Director, Associate General Counsel, Deutsche Bank AG Sarah Clarke KC, Serjeants’ Inn Chambers Fleur Eysenck, Legal Counsel, Litigation, Investigations and Enforcement, Barclays | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 10:25 AM | Panel: The future regulation of crypto firms and how financial institutions can ensure they are not facilitating the use of crypto for money laundering, sanctions evasion or other illicit purposes Moderator: Spyridon Antonopoulos, VP Services and Investigations, Solidus Labs Panellists: Emma Joyce, Chief Revenue Officer, Global Blockchain Business Council Nicole Sandler, Head of Corporate and Regulatory Affairs, Centre for Finance, Innovation and Technology Sophie Bowler, Group Chief Risk and Compliance Officer, Zodia Custody | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 11:05 AM | Networking & coffee break | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 11:30 AM | Presentation: Developments in personal responsibility and the impact of the proposed changes to the SMCR Chris Ninan, Partner, Herbert Smith Freehills Kramer LLP | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 11:55 AM | Panel: The role of AI in sourcing and mining data to identify, secure and manage relevant evidence. Is it really the panacea it claims to be? Moderator: Priya Giuliani, Partner, HKA Panellists: Catherine Bellsham-Revell, Head of Legal, Regulatory, Litigation and Contentious Regulatory, Lloyds Banking Group Richard Freeman, Forensic Accountant, Edmonds Marshall McMahon Steve Holt, Partner, Advisory, Grant Thornton UK Advisory and Tax | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 12:40 PM | Fireside chat: Wholesale markets focus: latest developments in market abuse and other risks Host Martyn Hopper, Independent Consultant In conversation with Christopher Rich, General Counsel, Financial Markets Standards Board | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 1:05 PM | Networking & lunch break | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 2:10 PM | Afternoon Chair’s welcome James Chadwick, Partner, TLT | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 2:15 PM | Panel: Retail markets focus: developments in BNPL market, consumer duty and consumer redress Moderator: Caroline Hunter-Yeats, Partner, Simmons & Simmons Panellists: Keith Richards, Chief Executive Officer, Consumer Duty Alliance Jason Wassell, Chief Executive, Consumer Credit Trade Association David Ostojitsch, Director of Government Relations and Policy, PIMFA | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 3:05 PM | Panel: Non-financial misconduct, the treatment of whistleblowers and the use of NDAs: when does it become a regulatory issue? Moderator: James Chadwick, Partner, TLT Panellists: Chantal Peters, Partner, TLT Fleur Eysenck, Legal Counsel, Litigation, Investigations and Enforcement, Barclays | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 3:45 PM | Panel: Building a culture which promotes and incentivises responsible behaviour to prevent an investigation or mitigate its impact Moderator: Kerry Berchem, Practice Development Lawyer, Financial Services, Burges Salmon Panellists: Mary O’Connor, Non-Executive Director, Carne Group, Hargreaves Lansdown and Ascot Lloyd Gemma Richardson, Group Head of RC Conduct and Policy Frameworks, HSBC Emma Parry, Founder & CEO, NovaFin Consulting | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 4:25 PM | Chair’s closing remarks Chantal Peters, Partner, TLT | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 4:30 PM | Networking & afternoon tea | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 5:00 PM | Close | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Don't miss your chance to be a part of these transformative events! Register now to secure your spot and gain access to a wealth of knowledge, expert insights, and unparalleled networking opportunities.
