Agenda

Here's what's scheduled for the event. All times are in BST.

8:40 AM
Registration, coffee & networking
 
9:15 AM
Chair’s opening remarks
 
9:20 AM
Keynote address I and audience Q&A: The FCA’s current and future approach to enforcement under the revised Enforcement Guide
 
9:45 AM
Industry panel: How will the latest developments in the FCA’s approach impact firms in practice?

Moderator:

David Hamilton, Partner, Howard Kennedy 

10:25 AM
Panel discussion: The future regulation of crypto firms and how financial institutions can ensure they are not facilitating the use of crypto for money laundering, sanctions evasion or other illicit purposes
 
11:05 AM
Networking & coffee break
 
11:30 AM
Case study: Best practice in conducting internal investigations
 
11:55 AM
Panel discussion: The role of AI in sourcing and mining data to identify, secure and manage relevant evidence. Is it really the panacea it claims to be?

Panellists:

Catherine Bellsham-Revell, Head of Legal, Regulatory, Litigation and Contentious Regulatory, Lloyds Banking Group 

12:40 PM
Fireside chat: Wholesale markets focus: latest developments in market abuse and other risks

In conversation with

Christopher Rich, General Counsel, Financial Markets and Standards Board 

1:05 PM
Networking & lunch break
 
2:15 PM
Panel discussion: Retail markets focus: the impact of the latest developments in relation to BNPL lending, consumer duty and vulnerable customers

Panellists: 

Keith Richards, Chief Executive Officer, Consumer Duty Alliance 

2:55 PM
Presentation: International regulatory co-operation and managing cross-border investigations
 
3:15 PM
Networking & afternoon tea
 
3:35 PM
Panel discussion: Non-financial misconduct, the treatment of whistleblowers and the use of NDAs: when does it become a regulatory issue?

Panellists:

Christopher Rich, General Counsel, Financial Markets and Standards Board 

4:15 PM
Panel session: Building a culture which promotes and incentivises responsible behaviour to prevent an investigation or mitigate its impact

Panellists:

Mary O’Connor, Non-Executive Director, Carne Group, Hargreaves Lansdown and Ascot Lloyd

Gemma Richardson, Group Head of RC Conduct and Policy Frameworks, HSBC 

4:55 PM
Chair’s closing remarks
 
5:00 PM
Close
 

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