Alix Partners

Whether facing regulatory scrutiny, navigating an investigation, or proactively managing emerging risks and evolving regulatory obligations, your company needs effective, risk-based safeguards to stay ahead.

At AlixPartners, we take a modern, data-driven approach to supporting firms on governance, risk, and regulatory compliance, including in the area of market conduct – helping businesses operate ethically, strategically, and sustainably. We work at the intersection of big data, advanced technology, and risk management, enabling firms to navigate today’s complex regulatory landscape with confidence.

We specialize in rapid risk reduction, designing and operationalizing risk and compliance programs, assuming interim compliance officer roles, and acting as independent compliance consultants and monitors. Our practical, technology-enabled solutions help firms strengthen controls, minimize risk, and embed a culture of ethical decision-making.

With deep regulatory expertise and cutting-edge digital analytics, our team helps organizations assess, enhance, and future-proof their compliance frameworks – ensuring robust, data-led controls that keep pace with fast-moving regulations and technological advancements.

Cornerstone Research

Cornerstone Research provides economic and financial consulting and expert testimony in all phases of complex disputes and regulatory investigations. The firm works with an extensive network of prominent academics and industry practitioners to identify the best-qualified expert for each assignment. With a reputation for high quality and effectiveness, Cornerstone Research has consistently delivered rigorous, state-of-the-art analysis since 1989. The firm has more than 1,000 professionals in nine offices across the United States, UK, and EU.

NICE Actimize

NICE Actimize is the largest and broadest provider of financial crime, risk and compliance solutions for regional and global financial institutions, as well as government regulators. Consistently ranked as number one in the space, NICE Actimize’s innovative technology protects institutions and safeguards consumers’ and investors’ assets by identifying financial crime, preventing fraud, detecting misconduct, and ensuring regulatory compliance. Our solutions for real-time, cross-channel fraud prevention, anti-money laundering detection, and trading surveillance address issues such as payment fraud, cybercrime, sanctions monitoring, market abuse, customer due diligence and insider trading.

NICE Actimize’s SURVEIL-X Holistic Conduct Surveillance offers unparalleled risk coverage for online brokers, buy-side and sell-side firms, insurance companies, crypto exchanges, regulators and more by enabling accurate detection and rapid, thorough investigation of market abuse, inappropriate sales practices, conduct risk and more.